# HALO Platform

Control your entire compliance operation within the only multidimensional, risk-based platform built from the ground up to safeguard modern financial markets.

## Why Solidus HALO

Modern financial markets are fragmented across venues, asset classes, and data environments - making effective oversight increasingly difficult. Solidus HALO was built from the ground up to solve this challenge. By unifying multidimensional data, advanced analytics, and Agentic investigation workflows in a single platform, HALO gives compliance teams the clarity, control, and defensibility needed to safeguard modern markets.

### Unified Risk-Based Architecture

HALO spans three integrated layers—Data, Analytics, and Control—leveraging multidimensional signals to ensure contingency-ready oversight. By unifying trade surveillance, KYC intelligence, and case management, we provide a single source of truth even in fragmented or data-limited scenarios.

### Agile Data Architecture & Integration

Solidus’ flexible data schema, paired with robust validation tooling, enables seamless integration and accelerates time-to-value. Dedicated UAT environments empower teams to test and iterate with confidence, minimizing risk while moving at the speed of the market.

### Institutional-Grade Defensibility

Built for the rigor of global financial regulations, HALO provides the evidence-backed narratives needed for modern supervision. From New York State DFS requirements to global jurisdictional shifts, our platform demonstrates operational excellence through annotated visualizations and full audit trails.

## Advanced Capabilities

### Multidimensional Risk-Based Architecture

Synthesize multidimensional cross-market data into a Universal Client Risk View - building holistic, behavior-based profiles that eliminate operational silos. By integrating trading activity, order flow, and risk trenches into a proactive, cross-model framework, HALO empowers teams to prioritize investigations based on actual risk rather than one-size-fits-all rules - transforming fragmented data into the actionable intelligence required to safeguard modern financial markets.

### Multi-Venue Market Inspection

Easily visualize, replay, and reconstruct trading activity across multiple venues in a unified interface. Overlay private trading activity with external data from major crypto or traditional exchanges to compare market movements, price levels, and spreads. Empower your team to detect, contextualize, and examine high-risk trading patterns, then document the entire investigation in a single snapshot with intuitive charting support.

### Configurable Parameters & Model Testing

Instantly recalibrate detection thresholds, preview alert impact, and visualize distributions by client or asset classes across equities, crypto, FX, and beyond via a zero-code interface - no engineering support required. Backtest and validate logic against historical trading data and other benchmarks to enhance alert accuracy, reduce false positives, and ensure adherence to evolving enforcement and market priorities.

## Built for Modern Compliance Teams

**Multi-Asset Broker-Dealers & Financial Institutions**
Firms managing a crossover of asset classes face the high cost and risk of fragmented compliance stacks. Solidus HALO centralizes trade surveillance and transaction monitoring into a single architecture, allowing teams to scale across new markets without increasing infrastructure overhead or operational complexity.

**Crypto Exchanges & Digital Asset Venues**
Venues operating in high-velocity, 24/7 environments require a platform that ensures robust coverage across fragmented markets. Solidus HALO provides the multi-venue market inspection and agentic workflows needed to detect sophisticated manipulation, ensuring market integrity and proactive alignment with global regulatory standards. By reconstructing trading activity in real-time, HALO allows venues to maintain transparent, fair, and defensible market conditions.

**Regulators & Supervisory Authorities**
Market supervisors require sophisticated, native tools capable of evaluating market integrity across decentralized and fragmented landscapes. Solidus HALO provides the Control Center necessary to identify price dispersion and anomalous behavior, delivering the transparency required to safeguard modern financial ecosystems.

**Compliance Teams Scaling Into Digital Assets**
Institutions expanding into digital asset markets must integrate surveillance, AML monitoring, and cyber-enabled financial crime detection into a unified compliance workflow. HALO enables firms to investigate risk across these domains through a single platform while maintaining the operational discipline expected in regulated financial markets.

## One Surveillance Platform For All Assets

Coverage across every market you clear and broker—cash equities, listed options, U.S. Treasury RFQ and IDB prints, cleared futures and swaps, FX, and crypto spot and derivatives.

## Visibility Into Market’s Blind Spots

Fully operational in opaque venues such as OTC markets and DEXs—detecting abusive patterns even in thin or fragmented books, with context-rich alerts that distinguish manipulative activity from natural volatility.

## Cross-Product & Cross-Venue Abuse Detection

Uncover correlated manipulation across spot, derivatives, on-chain and off-chain markets —like cross-product spoofing and layering—that legacy surveillance systems miss by monitoring venues in silos.

## Real-Time Detection of Market Abuse & Signal Distortions

Real-time detection fuses order book and behavioral analytics with external signals to flag spoofing, layering/quote stuffing, and socially amplified coordination—before it undermines best-execution evidence.

### Additional Resources

**What is the Solidus HALO platform?**  
Solidus HALO is a multidimensional, risk-based compliance platform designed to safeguard modern financial markets. Built as a unified compliance control center, HALO brings together data ingestion, advanced analytics, and investigation AI workflows into a single architecture that enables institutions, exchanges, and regulators to monitor trading activity, detect suspicious behavior, and conduct defensible investigations across increasingly complex and fragmented market environments.

**What does the Solidus HALO platform do for compliance and market oversight?**  
Solidus HALO centralizes compliance operations by combining trade surveillance, transaction monitoring, and investigation management within a single platform. By synthesizing data from multiple sources and applying risk-based analytics, HALO enables compliance teams to detect potential market manipulation, investigate suspicious activity, prioritize alerts based on risk, and maintain operational oversight across modern financial markets.

**Is Solidus HALO a market surveillance platform or a financial crime monitoring solution?**  
Solidus HALO is a unified compliance platform that integrates market surveillance and financial crime monitoring within a multidimensional risk-based framework. Instead of relying on separate systems for trade surveillance, AML monitoring, and investigations, HALO consolidates these capabilities into a single architecture that allows organizations to monitor trading behavior, transaction flows, and client risk profiles within one operational environment.

**How does Solidus HALO detect market manipulation and suspicious activity?**  
Solidus HALO detects suspicious activity by analyzing multidimensional signals across trading activity, transaction flows, and behavioral patterns. The platform’s analytics layer applies configurable models and risk-based detection logic to identify abnormal trading behavior, cross-venue market anomalies, and coordinated activity, enabling compliance teams to investigate potential manipulation and document findings through a centralized investigation console.