Trade Surveillance For Retail Brokerage & Self-Directed Trading

Grow retail trading safely with 24/7 behavior-centric supervision that protects user trust and regulatory posture in real time.

$16T

Daily volume monitored

400+

Model customizations

20X

Faster investigation

Surveillance Engine Built for Retail Behavior

Advanced Retail-Specific Detection Models

Behavior-centric, cross-account surveillance correlates orders and fills across customer accounts and symbols to infer intent, with AI clustering synchronized anomalies to expose coordinated manipulation legacy surveillance systems miss.

See Risk Across Trades, Transactions & KYC

Unifies trades, transactions, KYC, and behavioral signals in one view—uncovering risks siloed systems miss like account takeovers, new-account scams, and transactions that appear legitimate in isolation but raise suspicion when analyzed against broader trading behavior.

Real-Time Intervention Before Risk Escalates

Real-time alerting surfaces risk instantly—empowering retail platforms to intervene before losses spiral.

Sentiment Intelligence for Retail Flow

Machine-learning sentiment analysis distills signals from messy, unstructured data across Reddit, X, Telegram, and news sources—flagging symbol-level sentiment shifts in real time.

Performance for Retail Volatility and 24/7 Trading

Scalability For Every Retail Surge

Self-Service No-Code Tuning For Alert Optimization

AI-Powered Case Management

Easy Deployment and Integration

Rapid Venue Onboarding

Onboard even hard-to-monitor venues with flexible support for Kafka, FIX, and minimal data mapping. HALO’s open architecture integrates third-party feeds—like KYT, sentiment data, and internal risk scores—without heavy lift or delays.

Enterprise-Grade Data Security & Auditability

HALO is built with security and compliance at its core—featuring encryption in transit and at rest, and full alignment with top global frameworks including SOC 2 Type II, ISO 27001, CIS v8, NIST CSF, GDPR, and DPF. A seven-year, tamper-proof audit trail ensures regulator-ready records from day one.

Global Regulatory Alignment

Solidus' HALO was developed in accordance with all major global regulatory mandates, including:

USA:

SEC

FINRA

CFTC

EU:

ESMA

FCA

UAE

FSRA (ADGM)

VARA (Dubai)

APAC:

HK SFC

MAS (Singapore)

Thai SEC

JFSA (Japan)

Beyond technology

Industry-Leading Expertise

Trusted by top global regulators and recognized as the leader in crypto market integrity—including appointment to the CFTC’s GMAC advisory committee and founding leadership in Crypto Market Integrity Coalition (CMIC).

Professional Services Trusted by Regulators

Solidus pairs crypto-native expertise with deep risk management experience to support digital asset supervision—spanning model calibration, investigative support, and enforcement case assistance. We equip regulatory agencies with the tools and guidance to strengthen evidence-driven oversight as the market evolves.

Expert-Led Digital Asset Training

Tailored for Chief Compliance Officers and senior risk leaders at traditional financial institutions entering digital assets, our curriculum blends foundational fluency, advanced surveillance methodology, regulatory insight, and forward-looking innovation—trusted by leading global firms and regulators.

Solidus' risk-based approach keeps us at the forefront of compliance and aligns with standards institutions recognize and trust.

Integrating Solidus’ technology strengthens our ability to proactively detect and mitigate market abuse.

87% of Chief Compliance Officers

want smarter compliance solutions.

Discover how Solidus can help you prioritize alerts faster, optimize workflows, and ensure comprehensive coverage across assets and markets.